Understanding mortgage broker professional code of practice is critical and a big part of our mentoring program is based on ASIC regulatory guides and lender’s credit policies.
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- Responsible Lending
- Anti-money laundering and counter-terrorism financing law
- ASIC Regulatory guide (Best Interest Duty)
- Risk Management
- Resource planning (including HR, IT and finances)
- Internal and External dispute resolution
- Conflicts of interest
- Ongoing professional and personal development
- Outsourcing
- Different lenders and their credit policies on different type of applicants
