Compliance & Credit Policies

Compliance & Credit Policies

Understanding mortgage broker professional code of practice  is critical and a big part of our mentoring program is based on ASIC regulatory guides and lender’s credit policies.

    • Responsible Lending
    • Anti-money laundering and counter-terrorism financing law
    • ASIC Regulatory guide (Best Interest Duty)
    • Risk Management
    • Resource planning (including HR, IT and finances)
    • Internal and External dispute resolution
    • Conflicts of interest
    • Ongoing professional and personal development
    • Outsourcing
    • Different lenders and their credit policies on different type of applicants

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